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FCMC Regulations

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20.12.2007 2006-01-27 Regulations on the Preparation of a Report on Country risk (available in Latvian)
20.12.2007 2007-11-30 Regulations on the Consolidated Supervision (available in Latvian)
20.12.2007 2007-05-02 Regulations on the Information Disclosure (available in Latvian)
20.12.2007 2007-05-02 Regulations on the Recognition of External Credit Assessment Institutions (available in Latvian)
24.03.2006 2006-02-24 Regulations on the Preparation of Annual Accounts and Annual Consolidated Accounts for Banks, Investment Brokerage Firms and Investment Management Companies
13.03.2006 2005-12-30 Regulations on the Compliance with Liquidity Requirements (in effect till 1 April 2010)
18.09.2007 2004-07-16 Regulations on the Preparation and Submission of Information on Loan Portfolio Structure of Banks
19.09.2007 2004-03-19 Recommendations to Investment Brokerage Firms and Credit Institutions for Seeking the Cooperation of Financial Instruments Market Participants of Other States
19.09.2007 2004-03-19 Regulations for the Completion and Keeping of Source Documents Associated with Financial Instrument Transactions
18.09.2007 2002-11-22 Recommendations for the Formulation of Procedures for Effective Out-of-Court Settlement of Consumer Disputes with Credit Institution Regarding Credit Transfers and Transactions Effected by means of Electronic Payment Instruments
13.03.2006 2001-12-14 Regulations on the Preparation of a Report on Natural Person Deposits and the Calculation of Payments into the Deposit Guarantee Fund (available in Latvian)
13.03.2006 2001-11-03 Regulations for Obtaining Permits of the Financial and Capital Market Commission Regulating the Operation of Credit Institutions (replaced by the Regulations for Obtaining Permits of the Financial and Capital Market Commission Regulating the Operation of the Credit Institutions and Credit Unions and for Providing Information, which came into force on 19 December 2002)
13.03.2006 2001-12-07 Regulations on the Drawing up of Administrative Violation Records in Cases of  Non-compliance with Regulations Regarding Credit Institutions (available in Latvian)
13.03.2006 2001-11-30 Regulations on Eligible Holders of Securities which May Be Used by Banks for Holding Securities of  Zone A Countries
13.03.2006 2001-12-21 Regulations on the Performance of Trust Operations (available in Latvian)
13.03.2006 2001-11-12 Recommendations for Credit Risk Management (available in Latvian)
13.03.2006 2002-07-04 Regulations on the Provision of Information regarding Persons with whom a Credit Institution has Close Links (replaced by the Regulations for Obtaining Permits of the Financial and Capital Market Commission Regulating the Operation of Credit Institutions and Credit Unions and for Providing Information, which came into force on 19 December 2002)
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