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Home page Legislation Investment Management Companies FCMC Regulations

FCMC Regulations

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23.01.2012 2011-11-11 Regulations for Drawing Up Key Investor Information
23.01.2012 2011-11-11 Regulations on the Preparation of Reports of Investment Funds
09.01.2012 2011-11-24 Regulations Governing the Merger of Funds, the Dealing Between Master–Feeder Structures and the Procedure for Marketing Investment Certificates
09.01.2012 Regulations Governing the Content of the Agreement Between an Investment Management Company and a Custodian Bank
03.01.2012 Regulations for Calculating the Fund’s Global Exposure and Risk Exposure to a Counterparty
28.12.2011 Regulations Governing the Use of the Name of a Money Market Fund
21.05.2012 2010-11-13 Amendments to Regulations for Calculating the Minimum Capital Requirements (available in Latvian)
21.05.2012 Regulations on Obtaining Permits for Using Internal Ratings Based Approach (IRB), Advanced Measurement Approach (AMA), Internal Model Approach and Internal Value–at–Risk Model (available in Latvian)
21.05.2012 2010-01-06 Regulations on Credit Risk Management
21.05.2012 2009-09-25 Amendments to Regulations on the Preparation of Annual Accounts of Investment Funds (available in Latvian)
21.05.2012 2009-09-25 Amendments to Regulations on the Preparation of Annual Accounts and Annual Consolidated Accounts for Banks, Investment Brokerage Firms and Investment Management Companies (available in Latvian)
21.05.2012 2009-12-21 Regulations on Core Principles of Remuneration Policies
21.05.2012 2009-03-20 List of Information Required for the Notification of Acquisition or Increasing of a Qualifying Holding in a Credit Institution, Insurance Undertaking, Reinsurance Undertaking, Regulated Market Organizer, Investment Management Companies, Latvian Central Depository or Investment Firm
23.01.2012 2008-18-07 "Regulations on the Criteria for Eligibility of Investment Objects of Open-End Funds with the Law on Investment Management Companies"
23.01.2012 2008-01-25 Regulations on the Preparation of Reports of Investment Management Companies
21.05.2012 2007-12-30 Amendments to Regulations on the Preparation of Annual Accounts and Annual Consolidated Accounts for Banks, Investment Brokerage Firms and Investment Management Companies (available in Latvian)
21.05.2012 2007-11-30 Regulations on the Preparation and Submission of Reports on the Calculation of Minimum Capital Requirements and Own Funds (available in Latvian)
21.05.2012 2007-04-26 Regulations on the Procedure for Submitting Information to the Official System for Central Storage of the Regulated Information
21.05.2012 2007-05-02 Regulations for Calculating the Minimum Capital Requirements
21.05.2012 2007-05-02 Regulations on the Compliance with Restrictions on Exposures
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