INVESTMENT BROKERAGE FIRMS - providers of investment services and ancillary (non-core) investment services:
Dukascopy Europe IBS AS
Lāčplēša iela 20a-1, Rīga,LV-1011
Phone: 6 739 9000
Fax: 6 739 9025
BIC:JSSILV21XXX
www.dukascopy.eu
Licence to provide investment services:
1) receipt and transmission for execution of investors' orders regarding transactions in financial instruments;
2) execution of investors' orders regarding transactions in financial instruments for the account of investors or third parties;
3) management of investors' financial instruments on an individual basis pursuant to an authorization by investors;
4) initial placement of financial instruments if a provider of investment services does not underwrite financial instruments or guarantee their underwriting.
Licence to provide non-core investment services:
1) holding of financial instruments.
JSC Renesource Capital
J.Daliņa iela 15, LV-1013, Rīga, Latvija
Phone: +371 67 092 737
Fax: +371 67 177 510
BIC:IRCALV21XXX
http://www.renesource.lv
Licence to provide investment services:
1) receipt and transmission for execution of investors' orders regarding transactions in financial instruments;
2) execution of investors' orders regarding transactions in financial instruments for the account of investors or third parties;
3) management of investors' financial instruments on an individual basis pursuant to an authorization by investors;
Licence to provide non-core investment services:
1) holding of financial instruments.
"Evli Securities IBS" JSC
Vaļņu iela 1, 3. stāvs, Rīga, LV - 1050
Phone: 6 722 8148 ; 6 735 7120
Fax: 6 735 7133
BIC:SPRALV21XXX
http://www.suprema.com
Licence to provide investment services:
1) receipt and transmission for execution of investors' orders regarding transactions in financial instruments;
2) execution of investors' orders regarding transactions in financial instruments for the account of investors or third parties;
3) management of investors' financial instruments on an individual basis pursuant to an authorization by investors;
4) initial placement of financial instruments if a provider of investment services does not underwrite financial instruments or guarantee their underwriting.
Licence to provide non-core investment services:
1) holding of financial instruments;
2) providing recommendations in respect of capital structure, operating strategy and related issues and providing recommendations and services relating to mergers of commercial undertakings and acquisitions of enterprises.
(In accordance with the decision of 09 January 2009 of the Board of FCMC the licence is withdrawn)
14.11.2008. merged with Evli Securities AS (address: Tartu mnt. 2., 10145 Tallinn, Estonia; tel.: +372 6405700; www.evli.com).
Evli Securities AS is legal successor of the "Evli Securities IBS" JSC.
Joint-Stock Company Investment Brokerage Company PRUDENTIA
Ausekļa iela 1, Rīga, LV- 1010
Phone: 6 721 2324
Fax: 6 721 4319
www.prudentia.lv
Licence to provide investment services:
1) initial placement of financial instruments if a provider of investment services does not underwrite financial instruments or guarantee their underwriting;
2) advising on investments in financial instruments.
Licence to provide non-core investment services:
1) providing recommendations in respect of capital structure, operating strategy and related issues and providing recommendations and services relating to mergers of commercial undertakings and acquisitions of enterprises.
Investment Brokerage Joint-Stock Company ABLV Capital Markets IBAS
Elizabetes iela 23, Rīga, LV 1010
Phone: 6 700 2777
Fax: 6 700 2770
BIC:ABCRLV21XXX
Licence to provide investment services:
1) receipt and transmission for execution of investors' orders regarding transactions in financial instruments;
2) execution of investors' orders regarding transactions in financial instruments for the account of investors or third parties;
3) initial placement of financial instruments if a provider of investment services does not underwrite financial instruments or guarantee their underwriting.
Licence to provide non-core investment services:
1) advising on investments in financial instruments.
Ieguldījumu brokeru sabiedrība ar ierobežotu atbildību "Axio Capital"
Brīvības iela 40 - 28, Rīga, LV 1050
Phone: 6 724 4122
Fax: 6 750 4614
E-mail: andis.riekstins@axio.lv
Licence to provide investment services:
1) Advising on investments in financial instruments
Licence to provide non-core investment services:
1) Providing recommendations in respect of capital structure, operating strategy and related issues and providing recommendations and services relating to mergers of commercial undertakings and acquisitions of enterprises
(In accordance with the decision of 27 February 2009 of the Board of FCMC the licence is withdrawn)
LLC Investment Brokerage Company "MAXIMUS CAPITAL MARKETS"
Rūpniecības street 1-5,
Rīga, LV - 1010
Phone: 6 779 8980
Fax: 6 779 8981
Licence to provide investment services:
1) receipt and transmission for execution of investors' orders regarding transactions in financial instruments;
2) execution of investors' orders regarding transactions in financial instruments for the account of investors or third parties;
3) management of investors' financial instruments on an individual basis under investors’ authorization (a portfolio management service);
4) providing consultations on investments in financial instruments.
Licence to provide non-core investment services:
1) holding of financial instruments;
2) granting credits or loans to an investor to allow the investor to make transactions in financial instruments, provided that the commercial company that grants a credit or a loan is the counterparty to a transaction in financial instruments;
3) providing recommendations in respect of capital structure, operating strategy and related issues and providing recommendations and services relating to mergers of commercial undertakings and acquisitions of enterprises;
4) currency exchange services where these are related to the provision of investment services;
5) the above investment services and ancillary (non-core) investment services in respect of the underlying asset of the derivative instruments referred to in Items b), c), d), g) and h) of Subparagraph 4 of Paragraph 2 of the Law on the Financial Instruments Market, where it is related with the provision of investment services.
(In accordance with the decision of 14 January 2011 of the Board of FCMC the licence is withdrawn)
LLC Investment Brokerage Company "Real Trade"
Alfrēda Kalniņa street 6-2,
Rīga, LV - 1050
Phone: (+371) 67284631
Fax: (+371) 67287453
office@realtrade.lv
Licence to provide investment services:
1) receipt and transmission for execution of investors' orders regarding transactions in financial instruments;
2) execution of investors' orders regarding transactions in financial instruments for the account of investors or third parties.
Licence to provide non-core investment services:
currency exchange services where these are related to the provision of investment services.
BANKS - providers of investment services and ancillary (non-core) investment services:
ABLV Bank, AS
Elizabetes iela 23, Rīga, LV - 1010
Phone: 6 777 5222
Fax: 6 777 5200
BIC:AIZKLV22XXX
http://www.ab.lv
Baltikums Bank AS
M. Pils iela 13, Rīga, LV - 1050
Phone: 6 703 1311 ; 6 703 1333
Fax: 6 703 1300
BIC:CBBRLV22XXX
http://www.baltikums.eu
Joint-Stock Company Baltic International Bank
Kalēju iela 43, Rīga, LV - 1050
Phone: 6 721 0172 ; 6 722 2789
Fax: 6 721 6870
BIC:BLIBLV22XXX
http://www.bib.lv
JSC "GE Money Bank"
13. janvāra iela 3, Rīga, LV - 1050
Phone: 1878; 6 702 4701
Fax: 6 721 1985 ; 6 702 4761
BIC:BATRLV2XXXX
http://www.gemoneybank.lv
Joint-Stock Company "Swedbank" AS
Balasta dambis 1a, Rīga, LV - 1048
Phone: 6 702 4555
Fax: 6 702 4400
BIC:HABALV22XXX
http://www.hansabanka.lv
JSC Latvijas Biznesa banka
Antonijas iela 3, Rīga, LV - 1010
Phone: 6 777 5888
Fax: 6 777 5849
BIC:MOSBLV2XXXX
http://www.lbb.lv
JSC NORVIK BANKA
E.Birznieka - Upīša iela 21, Rīga, LV - 1011
Phone: 6 704 1101; 6 722 1376
Fax: 67 041 111
BIC:LATBLV22XXX
http://www.norvik.lv
State Joint-Stock Company Latvijas Hipotēku un zemes banka
Doma laukums 4, Rīga, LV - 1977
Phone: 6 722 8866 ; 6 777 4022
Fax: 6 782 0143
BIC:LHZBLV22XXX
http://www.hipo.lv
Joint-Stock Company Latvijas Krājbanka
J. Daliņa iela 15, Rīga, LV - 1013
Tālrunis: 6 709 2020 ; 6 709 2001
Fakss: 6 709 2070
BIC:UBALLV2XXXX
http://www.krajbanka.lv
Meistaru iela 1, Valdlaučos, Ķekavas pagasts, Rīgas rajons, LV-1076
Phone: 6 721 5535
Fax: 6 721 5335
BIC: UNLALV2XXXX
http://www.unibanka.lv
JSC SMP Bank
Elizabetes iela 57, Rīga, LV - 1772
Phone: 6 701 9100 ; 6 701 9153
Fax: 6 701 9125
BIC:MULTLV2XXXX
http://multibanka.lv
Latvian Branch of Nordea Bank Finland Plc (Finland)
Kaļķu iela 15, Rīga, LV - 1050
Phone: 6 709 6200
Fax: 6 782 0325
BIC: NDEALV2XXXX
http://www.nordea.lv
AS DNB Banka
Smilšu 6 iela, Rīga, LV - 1803
Phone: 6 701 5237 ; 6 701 5214
Fax: 6 732 0080 ; 6 732 3449
BIC: RIKOLV2XXXX
http://www.nordlb.lv
Joint-Stock Company OGRES KOMERCBANKA
E. Birznieka - Upīša iela 12, Rīga, LV - 1050
Phone: 6 701 6520
Fax: 6 701 6522
http://www.okb.lv
(In accordance with the decision of 21 December 2006 of the Board of FCMC the licence is withdrawn)
Put into liquidation by the 23 January 2007 ruling of the Riga Regional Court.
Liquidator: Sworn Attorney Andris Rukmanis
Address: Brīvības iela 72, Rīga, LV-1011, LATVIA
Phone: +371 29206137 ; +371 6 7813892
Email: rukmanis@ar.lv
JSC Reģionālā investīciju banka
J. Alunāna iela 2, Rīga, LV - 1010
Phone: 6 750 8989
Fax: 6 750 8988
BIC: RIBRLV22XXX
e-mail: banka@rib.lv
Joint-Stock Company Rietumu banka
Brīvības iela 54, Rīga, LV - 1011
Phone: 6 702 5555 ; 6 702 5284
Fax: 6 702 5588
BIC: RTMBLV2XXXX
http://www.rietumu.lv
Joint-Stock Company TRASTA KOMERCBANKA
Miesnieku iela 9 - 2, Rīga, LV - 1050
Phone: 6 702 7777
Fax: 6 702 7700 ; 6 702 7729
BIC: KBRBLV2XXXX
http://www.tkb.lv
Joint-Stock Company AS "PrivatBank"
Muitas iela 1, Rīga, LV - 1010
Phone: 6 704 1300
Fax: 6 728 2981
BIC:PRTTLV22XXX
http://www.paritate.lv
Republikas laukums 2a, Rīga, LV - 1522
Phone: 6 701 0000
Fax: 6 701 0001
BIC: PARXLV22XXX
http://www.citadele.lv
Joint-Stock Company "UniCredit Bank"
Elizabetes iela 63, Rīga, LV - 1050
Phone: +371 67 085 500
Fax: +371 67 085 507
Danske Bank A/S Latvia branch
Cēsu iela 31/8, Rīga, LV-1012
Phone: +371 6 777 2676
Fax: +371 6 728 2788
Joint-Stock Company Latvijas pasta banka
Katlakalna ielā 1, Rīgā LV-1073
Phone: 67 772 999
http://www.latpastabanka.lv
Latvian Branch of Aktsiaselts Eesti Krediidipank
Valdemāra iela 21-8, Rīga, LV-1010
Phone: 67775888
e-mail: info@ekp.lv
http://www.ekp.lv
Pohjola Bank Plc Latvia branch
Vienības gatve 87-2,
Rīga, LV-1004
Phone: +371 67804867
www.pohjola.lv
SKANDINAVISKA ENSKILDA BANKEN AB Riga branch
Meistaru ielā 1, Valdlauči, Ķekavas pagasts,
Ķekavas novads, LV-1076
Phone: 6 775 7070
http://www.seb.se
Svenska Handelsbanken Latvia branch
Cēsu iela 31/9, Rīga, LV-1012
Phone: +371 6 738 5843
www.handelsbanken.lv