Investment Management Companies

"Swedbank Ieguldījumu Pārvaldes Sabiedrība" JSC
Balasta dambis1a, Rīga, LV 1048
Phone: 6 744 1450
Chairman of the Executive Board Harijs Švarcs

Persons having a qualifying holding in investment management companies:
100% Swedbank Robur AB

Open-end investment fund "Naudas tirgus fonds" ; registered on 20.10.1999 with No. 3 ; Issue Certificate No. 134
Open-end investment fund "Hansa Austrumeiropas obligāciju fonds" ; registered on 25.07.2003. with No. 06.03.04.116/6 ; "Liquidated as from 16.12.2005"
Closed-end investment fund "Hansa Baltijas nekustamā īpašuma fonds" ; registered on 20.07.2007. with No. 06.03.04.01.116/35
Liquidated as from 07.08.2009
Open-end investment fund "Hansa eiro naudas tirgus fonds" ; registered on 12.10.2007. with No. 06.03.05.116/38

Licence for managing the State-funded pension scheme assets issued on 21.06.2002.

JSC "NORVIK ieguldījumu pārvaldes sabiedrība"
E. Birznieka - Upīša iela 21, Rīga, LV 1011
Phone: 6 701 1591 ; 6 701 1592
Fax: 6 701 1590
E-mail: fondi@norvik.lv
http://www.fondi.norvik.lv
Chairman of the Executive Board Ojārs Skudra

Persons having a qualifying holding in investment management companies:
100% - AS "NORVIK BANKA"

Closed-end investment fund "Vērtspapīru fonds" ; registered on 15.02.2002 with No. 8 ; Issue Certificate No. 170 ; Liquidated as from 16.06.2006
Open-end investment fund "NORVIK Krievijas un NVS valstu akciju fonds" ; registered on 23.02.2007; Liquidated as from 10.03.2009
Open-end investment fund "NORVIK attīstības valstu akciju fonds" ; registered on 23.02.2007
Open-end investment fund "NORVIK attīstības valstu obligāciju fonds"; registered on 23.02.2007
Closed-end investment fund fondu "Uzņēmumu kapitāla fonds"; registered on 17.04.2009
Closed-end investment fund fondu ''Transporta uzņēmumu fonds''; registered on 15.06.2009
Closed-end investment fund fondu ''Uzņēmumu investīciju fonds''; registered on 15.06.2009
Closed-end investment fund fondu ''Nekustamo īpašumu uzņēmumu fonds''; registered on 04.12.2009
Closed-end investment fund fondu ''Industriālo uzņēmumu fonds''; registered on 19.02.2010
Closed-end investment fund "Daudznozaru uzņēmumu fonds"; registered on 12.05.2010.
Closed-end investment fund "Attīstāmo īpašumu fonds"; registered on 12.05.2010.
Closed-end investment fund "Jūras transporta fonds"; registered on 28.05.2010.
Closed-end investment fund "Izaugsmes un attīstības fonds"; registered on 03.06.2011.
Closed-end investment fund "Meža fonds"; registered on 12.08.2011.
Closed-end investment fund "Ūdens transporta fonds"; registered on 12.08.2011.
Closed-end investment fund "Globālais pārvadājumu fonds"; registered on 26.08.2011
Closed-end investment fund "Nākotnes īpašumu fonds"; registered on 02.09.2011
Closed-end investment fund "Starptautisko pārvadājumu fonds"; registered on 30.09.2011
Closed-end investment fund "Infrastruktūras īpašumu fonds"; registered on 14.10.2011
Closed-end investment fund "Enerģētikas fonds"; registered on 14.10.2011
Closed-end investment fund "Komercīpašumu fonds"; registered on 09.12.2011

Licence for managing the State-funded pension scheme assets issued on 04.10.2002.

Joint stock investment management company Finasta Asset Management Latvia

In accordance with the decision of 5 May 2011 of the Board of FCMC the licence is withdrawn.

Jāņa Daliņa iela 15, Rīga, LV-1013
Phone: 67503100
Fax: 67503099
Chairman of the Executive Board Andrejs Martinovs

Persons having a qualifying holding in investment management companies:
100% AB  "Finasta Holding "

Open-end investment fund "BALTIC INDEX Fonds"; registered on 30.06.2000
with No 4; Issue Certificate No.149 (Management of the investment fund has been transferred to IPAS "Finasta Asset Management" as from 18.04.2011, based on the Commission's decision No 341 of 27.12.2010.)
Open-end investment fund "Valsts Obligāciju Fonds"; registered on 27.07.2001 with No. 6 ; Issue Certificate No. 162  "Liquidated as from 20.03.2009"
Open-end investment fund "Internacionālo akciju fondu fonds" ; registered on 13.02.2004. with No. 06.03.04.100/12 "Liquidated as from 20.03.2009"
Closed-end investment fund  "FINASTA FUND ALFA"; registered on 01.12.2006 "Liquidated as from 30.12.2008"
Closed-end investment fund  "FINASTA FUND BETA"; registered on 02.03.2007 "Liquidated as from 06.07.2009"
Closed-end investment fund  "FINASTA FUND GAMMA"; registered on 17.09.2007 (Management of the investment fund has been transferred to IPAS "Finasta Asset Management" as from 18.04.2011, based on the Commission's decision No 341 of 27.12.2010.)
(Liquidated on 06.10.2011 )

Licence for managing the State-funded pension scheme assets issued on 01.11.2002

Joint stock investment management company "SEB Wealth Management"
Krasta iela 105a, Rīga, LV - 1019 
Phone: 6 777 9925
Fax: 6 721 5386
Chairman of the Executive Board Pāvils Misiņš

Persons having a qualifying holding in investment management companies:
100% AS "SEB banka"

Open-end investment fund "Latu rezerves fonds" ; registered on 15.02.2002
with No. 7 ; Issue Certificate No. 169
Closed-end investment fund "Nekustamā īpašuma fonds" ; registered on 02.08.2002 with No. 9 ; Issue Certificate No. 174
liquidation process started as from 29.09.2010

Licence for managing the State-funded pension scheme assets issued on 07.06.2002.

Joint stock investment management company "Citadele Asset Management"
Republikas laukumā 2a, Rīga, LV-1010
Phone: 670 10914
Chairman of the Executive Board Vladimirs Ivanovs

Persons having a qualifying holding in investment management companies:
above 50% AS "Citadele banka"

Open-end investment fund "Citadele Russian Equity Fund" ; registered on 05.03.2004
Open-end investment fund "Citadele Caspian Sea Equity fund" ; registered on 19.01.2007
Open-end investment fund "Citadele Strategic Allocation Funds" ; registered on 24.08.2007
Closed-end investment fund "Citadele Baltic High Yield Fund" ; registered on 22.07.2005; Liquidated on 09.05.2011
Open-end investment fund "Citadele Ukrainian Equity Fund" ; registered on 19.10.2007
Closed-end investment fund "Parex Special Projects fund"; Liquidated on 28.12.2009
Closed-end investment fund "Parex Distressed Property fund"; Liquidated on 27.07.2009
Closed-end investment fund "Citadele Baltic Real Estate fund - II"; registered on 07.04.2006
Open-end investment fund "Citadele Eastern European Fixed Income Funds", registered on 20.07.2009
Closed-end investment fund "Parex Baltijas nekustamā īpašuma fonds" ; registered on 31.01.2003 ; Liquidated on 13.04.2007
Closed-end investment fund ''Latvian Venture Capital Fund''; registered on 29.01.2010.Liquidated on 15.03.2011

Licence for managing the State-funded pension scheme assets issued on 20.09.2002.

Joint stock investment management company "Finasta Asset Management"
Smilšu iela 7-1, Rīga, LV - 1050
Phone: 6 709 2988
Fax: 6 709 3593

Persons having a qualifying holding in investment management companies:
100 %  "Finasta Holding AB"
  
Open-end investment fund "Finasta Sabalansētais fonds"registered on  10.11.2006. with No. 06.03.05.211/24
Open-end investment fund "Finasta Obligāciju fonds"; registered on  10.11.2006. with No. 06.03.05.211/25
Open-end investment fund "Finasta Akciju fonds"; registered on 16.11.2007. with No. 06.03.05.211/40; liquidation process started as from 28.04.2012

Open-end investment fund "BALTIC INDEX Fonds"; registered on 30.06.2000. with No 4; Issue Certificate No 149; (management of the investment fund has been taken over as from 18.04.2011, based on the Commission's decision No 341 of 27.12.2010)
Closed-end investment fund "FINASTA FUND GAMMA"; registered on 17.09.2007;  (management of the investment fund has been taken over as from 18.04.2011, based on the Commission's decision No 341 of 27.12.2010)

Investment company operation licence issued on 15.11.2002.

Licence for managing the State-funded pension scheme assets issued on 11.06.2004.

Joint stock company "Ieguldījumu pārvaldes sabiedrība "Hipo Fondi""
Legal address - Doma square 4
Main office address - Elizabetes Street 41/43
Phone: 6 777 4491
Fax: 6 777 4496
Chairwoman of the Executive Board Marina Baranovska

Persons having a qualifying holding in investment management companies:
 51% SIA "Riska investīciju sabiedrība"
43% SIA "Biznesa sistēmas"
Investment company operation licence issued on 31.01.2003.
Licence for managing the State-funded pension scheme assets issued on 14.03.2003

Investment Management Company "GE Money Asset Management"
Aspazijas bulvāris 24, Rīga, LV-1050
Phone: 67830604
Fax: 67830604
Chairman of the Executive Board Oļegs Koržeņevskis

Persons having a qualifying holding in investment management companies:
100% JSC "GE Money Bank"

Open-end investment fund " BTB Eiropas Obligāciju fonds" ; registered on 21.01.2005
On 07.05.2008. changed its name to Open-end investment fund "GE Money European Bond fund"
Open-end investment fund "BTB Austrumeiropas Akciju fonds" ; registered on 15.04.2005
On 07.05.2008. changed its name to Open-end investment fund "GE Money Eastern Europe Equity fund"
Open-end investment fund "BTB Austrumeiropas Sabalansētais fonds" ; registered on 13.01.2006
On 07.05.2008. changed its name to Open-end investment fund "GE Money Eastern Europe Balanced fund"

Investment company operation licence issued on 23.01.2004.
Licence for managing the State-funded pension scheme assets issued on 03.03.2006.

 


Joint stock investment management company IPAS DNB Asset Management
Rīga, Skanstes iela 12, LV-1013
Phone: 6 707 7100
Fax: 6701 5460
e-mail: fondi@dnbnord.lv
http://www.dnbnordfondi.lv
Chairman of the Executive Board Armands Ločmelis

Person having a qualifying holding in investment management company:
100% - AS DNB  Banka

Investment company operation licence issued on 17.12.2004.
Licence for managing the State-funded pension scheme assets issued on 17.12.2004.
Open-end investment fund ”DNB Rezerves fonds”; registered on 14.12.2007.

Joint Stock Company "RB Asset Management"
Vesetas iela 7, Rīga, LV - 1013
Phone: 6 702 5284
Chairman of the Executive Board Dmitrijs Krutiks
Persons having a qualifying holding in investment management companies:
100% - AS "Rietumu banka"

Investment company operation licence issued on 11.11.2005.
Closed-end investment fund "RB Opportunity Fund - I"; registered on 17.10.2008