For performance of the tasks set out in the legal acts of the Financial and Capital Market Commission that have been carried out in the public interest or in the exercise of official authority vested in the controller.
Personal data may be collected from the data subject, financial and capital market participants and business partners pursuant to the regulatory provisions, agreements, as well as from public registers.
Categories of personal data that have been processed are as follows:
Broader data processing is possible for exercising the functions laid down in laws and regulations, for example, to perform customer due diligence in accordance with the provisions of anti-money laundering and counter-terrorist financing regulations.
Personal data have been processed in the information systems of the Financial and Capital Market Commission by the employees of the Financial and Capital Market Commission or their authorised persons for the performance of their duties.
Authorities and cooperation partners (including the financial sector regulators, the European Central Bank, the Bank of Latvia, law enforcement institutions, etc.) in accordance with the procedures laid down in legal acts.
Personal data are being processed in the European Union /European Economic Area (EU/EEA). In individual cases, personal data may be transmitted outside the EU/EEA territories in accordance with the procedures laid down in legal acts.
The Financial and Capital Market Commission processes and stores the personal data as long as necessary for exercising the functions laid down in laws and regulations and as long as it is justified by statutory provisions. To prevent the data from unauthorised access, processing or disclosure, as well as their alteration or destruction, relevant technical and organisation measures have been implemented for the data protection.
Financial and Capital Market Commission
Kungu iela 1, Rīga, Latvija
LV-1050
For further information regarding data protection: datu.aizsardziba@fktk.lv
Subscribe to the news and receive important industry-related information in your e-mail