FCMC regulations

Section:

Regulations on the Use of the Language in the Key Information Documents for Packaged Retail and Insurance-Based Investment Products (available in Latvian)

Regulations on the Procedures by which a Person May Submit and the Financial and Capital Market Commission Examine a Report on Possible or Actual Violations of Regulatory Requirements for Financial and Capital Markets (available in Latvian)

Regulations for Provision of Information by Alternative Investment Fund Managers (available in Latvian)

Regulations on the Performance of Trust Operations (available in Latvian)

Regulations on the Preparation of Annual Accounts and Consolidated Annual Accounts of Closed-ended Alternative Investment Funds (available in Latvian)

Regulations on the Preparation of Annual Accounts, Consolidated Annual Accounts and Half-year Reports of Investment Funds and Open-ended Alternative Investment Funds (available in Latvian)

Regulation on Reporting Requirements for Alternative Investment Fund Managers (available in Latvian)

List of Information Required for Notification of the Acquisition or Increase of a Qualifying Holding and General Principles and Procedure for the Examination of Notification

Regulation on Core Principles of the Remuneration Policy for the Managers of Investment Management Companies and Alternative Investment Funds (available in Latvian)

Contacts

Address:

Kungu iela 1, Riga, LV-1050

Phone:

6 7774800

E-mail:

To report on unauthorised firms

nelicencets@fktk.lv

Whistleblowing
trauksme@fktk.lv

Data protection

datu.aizsardziba@fktk.lv

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