FCMC Regulations

  • Section:
2002-11-22 Recommendations for the Formulation of Procedures for Effective Out-of-Court Settlement of Consumer Disputes with Credit Institution Regarding Credit Transfers and Transactions Effected by means of Electronic Payment Instruments
2004-07-16 Regulations on the Preparation and Submission of Information on Loan Portfolio Structure of Banks
2006-02-24 Regulations on the Preparation of Annual Accounts and Annual Consolidated Accounts for Banks, Investment Brokerage Firms and Investment Management Companies (available in Latvian)
2001-11-03 Regulations for Obtaining Permits of the Financial and Capital Market Commission Regulating the Operation of Credit Institutions (replaced by the Regulations for Obtaining Permits of the Financial and Capital Market Commission Regulating the Operation of the Credit Institutions and Credit Unions and for Providing Information, which came into force on 19 December 2002)
2001-12-07 Regulations on the Drawing up of Administrative Violation Records in Cases of Non-compliance with Regulations Regarding Credit Institutions (available in Latvian)
2001-11-30 Regulations on Eligible Holders of Securities which May Be Used by Banks for Holding Securities of  Zone A Countries
2001-12-21 Regulations on the Performance of Trust Operations (available in Latvian)
2002-07-04 Regulations on the Provision of Information regarding Persons with whom a Credit Institution has Close Links (replaced by the Regulations for Obtaining Permits of the Financial and Capital Market Commission Regulating the Operation of Credit Institutions and Credit Unions and for Providing Information, which came into force on 19 December 2002)

Contacts

Address:
Kungu iela 1, Riga, LV-1050
Phone:
6 7774800
E-mail:
fktk@fktk.lv
Previous sign-in to the secretary:
67 774 801
Whistleblowing
parkapumu.zinosana@fktk.lv
Data protection:
datu.aizsardziba@fktk.lv

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