ESMA Guidelines

  • Section:

ESMA Guidelines on Exemption for market making activities and primary market operations under Regulation (EU) 236/2012 of the European Parliament and the Council on short selling and certain aspects of Credit Default Swaps

ESMA Guidelines on certain aspects of the MiFID compliance function requirements

ESMA Guidelines on certain aspects of the MiFID suitability requirements

ESMA Guidelines Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities

MAR Guidelines. Persons receiving market soundings:

MAR Guidelines. Delay in the disclosure of inside information:


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