FCMC Regulations

  • Section:
Regulation on Establishment of the Internal Control System
Regulations for the Calculation of the Maximum Distributable Amount (Available in Latvian)
Regulations on the Exercise of Options and Transitional Periods Available in Directly Applicable EU Legislation on Prudential Requirements (Available in Latvian)
Regulations on the Enforcement of Exposure Limits to Persons Related to an Institution (Available in Latvian)
Regulations on the evaluation of fulfilment of conditions for financial support (available in Latvian)
Regulation on the Assessment of the Suitability of the Executive and Supervisory Board Members and Key Function Holders
Regulations for Restrictions on the Marketing, Distribution and Sale of Contracts for Differences and Binary Options to Retail Clients
Regulations on the Procedure for Reporting Transactions in Financial Instruments
List of Information Required for Notification of the Acquisition or Increase of a Qualifying Holding and General Principles and Procedure for the Examination of Notification
Regulation on credit risk management (available in Latvian)

Contacts

Address:
Kungu iela 1, Riga, LV-1050
Phone:
6 7774800
E-mail:
fktk@fktk.lv
Previous sign-in to the secretary:
67 774 801
Whistleblowing
parkapumu.zinosana@fktk.lv
Data protection:
datu.aizsardziba@fktk.lv

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