FCMC Regulations

Regulation on Establishment of the Internal Control Framework

Regulations for Restrictions on the Marketing, Distribution and Sale of Contracts for Differences and Binary Options to Retail Clients

Regulations on the Procedure for Reporting Transactions in Financial Instruments

Regulation on credit risk management (available in Latvian)

Regulations on Obtaining Permits to Use Internal Models, Approaches and Methods for the Calculation of Capital Requirements under REGULATION (EU) No 575/2013 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 26 June 2013 on Prudential Requirements for Credit Institutions and Investment Firms and Amending Regulation (EU) No 648/2012 (available in Latvian)

Regulations on the procedure for reporting short positions or uncovered positions in financial instruments

2009-09-25 Amendments to Regulations on the Preparation of Annual Accounts and Annual Consolidated Accounts for Banks, Investment Brokerage Firms and Investment Management Companies (available in Latvian)

2007-12-30 Amendments to Regulations on the Preparation of Annual Accounts and Annual Consolidated Accounts for Banks, Investment Brokerage Firms and Investment Management Companies (available in Latvian)