FCMC Regulations

Section:

Regulations on the Procedure for Reporting Transactions in Financial Instruments

List of Information Required for Notification of the Acquisition or Increase of a Qualifying Holding and General Principles and Procedure for the Examination of Notification

Regulations on the evaluation of fulfilment of conditions for financial support (available in Latvian)

Regulation on credit risk management (available in Latvian)

Regulations on Obtaining Permits to Use Internal Models, Approaches and Methods for the Calculation of Capital Requirements under REGULATION (EU) No 575/2013 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 26 June 2013 on Prudential Requirements for Credit Institutions and Investment Firms and Amending Regulation (EU) No 648/2012 (available in Latvian)

Regulation on Establishment of the Internal Control Framework

Regulations on the procedure for reporting short positions or uncovered positions in financial instruments

2009-09-25 Amendments to Regulations on the Preparation of Annual Accounts and Annual Consolidated Accounts for Banks, Investment Brokerage Firms and Investment Management Companies (available in Latvian)

2007-12-30 Amendments to Regulations on the Preparation of Annual Accounts and Annual Consolidated Accounts for Banks, Investment Brokerage Firms and Investment Management Companies (available in Latvian)

2007-11-30 Regulations on the Preparation and Submission of Reports on the Calculation of Minimum Capital Requirements and Own Funds (available in Latvian)

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Contacts

Address:

Kungu iela 1, Riga, LV-1050

Phone:

6 7774800

E-mail:

Previous sign-in to the secretary:

67 774 801

Whistleblowing
parkapumu.zinosana@fktk.lv

Data protection:

datu.aizsardziba@fktk.lv

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