FCMC Regulations

Regulations on the Establishment of Customer Due Diligence, Enhanced Customer Due Diligence and Risk Scoring System (Effective from 01.12.2019)

Regulations on Conducting an Independent Assessment of an Internal Control System for the Prevention of Money Laundering and Terrorism and Proliferation Financing

Regulations on Information Systems Security

FCMC Regulations No. 2 ” Regulations for Enhanced Customer Due Diligence” (Valid until 30.11.2019)

FCMC Regulations No. 3 “Regulatory provisions for credit institutions and licensed payment and electronic money institutions on enhanced customer due diligence” (Valid until 30.11.2019)

Regulations on the Use of International Bank Account Number

Regulation on credit risk management (available in Latvian)

2006-04-21 Regulations on the Procedures for the Calculation of Capital Adequacy of the Financial Conglomerate and Providing Information on Significant Risk Concentrations and Significant Intra-group Transactions (available in Latvian)

Regulation on credit risk management (available in Latvian)