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FCMC Regulations

FCMC Regulations

Section:

Regulatory Enactments for Customer Research, Customer Due Diligence and Establishment of Risk Numerical Assessment System and Information Technology Requirements

Regulation on Credit Risk Management (available in Latvian)

Regulations on the calculation of capital adequacy for a financial conglomerate and reporting of information regarding major risk concentration events and major intragroup transactions (available in Latvian)

Regulations on major incident reporting related to payment services

Regulations on Conducting an Independent Assessment of an Internal Control System for the Prevention of Money Laundering and Terrorism and Proliferation Financing

Regulations on Information Systems Security

FCMC Regulations No. 2 ” Regulations for Enhanced Customer Due Diligence” (Valid until 30.11.2019)

FCMC Regulations No. 3 “Regulatory provisions for credit institutions and licensed payment and electronic money institutions on enhanced customer due diligence” (Valid until 30.11.2019)

2009-03-28 Regulations for Assessing Assets and Off-balance-sheet Liabilities

Contacts

Address:

Kungu iela 1, Riga, LV-1050

Phone:

6 7774800

E-mail:

To report on unauthorised firms

nelicencets@fktk.lv

Whistleblowing
trauksme@fktk.lv

Data protection

datu.aizsardziba@fktk.lv

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