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FCMC Regulations

  • Section:
Regulation on Credit Risk Management (available in Latvian)
Regulations on the calculation of capital adequacy for a financial conglomerate and reporting of information regarding major risk concentration events and major intragroup transactions (available in Latvian)
Regulations on major incident reporting related to payment services
Regulations on the Establishment of Customer Due Diligence, Enhanced Customer Due Diligence and Risk Scoring System (Effective from 01.12.2019)
Regulations on Conducting an Independent Assessment of an Internal Control System for the Prevention of Money Laundering and Terrorism and Proliferation Financing
Regulations on Information Systems Security
FCMC Regulations No. 2 ” Regulations for Enhanced Customer Due Diligence” (Valid until 30.11.2019)
FCMC Regulations No. 3 “Regulatory provisions for credit institutions and licensed payment and electronic money institutions on enhanced customer due diligence” (Valid until 30.11.2019)
Regulations on the Use of International Bank Account Number
2009-03-28 Regulations for Assessing Assets and Off-balance-sheet Liabilities

Contacts

Address:
Kungu iela 1, Riga, LV-1050
Phone:
6 7774800
E-mail:
fktk@fktk.lv
To report on unauthorised firms
nelicencets@fktk.lv
Whistleblowing
trauksme@fktk.lv
Data protection
datu.aizsardziba@fktk.lv

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