FCMC Regulations

List of Information Required for Notification of the Acquisition or Increase of a Qualifying Holding and General Principles and Procedure for the Examination of Notification

Regulation on remuneration policy principles for investment management companies and alternative investment fund managers (available in Latvian)

2014-02-05 Regulations on the Preparation of Reports of Investment Management Companies

Regulations Governing the Use of the Name of a Money Market Fund (in effect till 27 November 2018)

Regulations on Obtaining Permits for Using Internal Ratings Based Approach (IRB), Advanced Measurement Approach (AMA), Internal Model Approach and Internal Value–at–Risk Model (available in Latvian)