FCMC Regulations

Section:

Regulations on the Performance of Trust Operations (available in Latvian)

Regulations on the Preparation of Annual Accounts, Consolidated Annual Accounts and Half-year Reports of Investment Funds and Open-ended Alternative Investment Funds (available in Latvian)

Regulations on the Preparation of Annual Accounts and Consolidated Annual Accounts of Credit Institutions, Investment Brokerage Firms and Investment Management Companies (available in Latvian)

Regulation for Establishing the Internal Control System of an Investment Management Company

Regulations on the Preparation of Reports of Investment Management Companies (available in Latvian)

List of Information Required for Notification of the Acquisition or Increase of a Qualifying Holding and General Principles and Procedure for the Examination of Notification

Regulation on Core Principles of the Remuneration Policy for the Managers of Investment Management Companies and Alternative Investment Funds (available in Latvian)

Regulations for Drawing Up Key Investor Information (available in Latvian)

Regulations Governing the Merger of Funds, the Dealing Between Master–Feeder Structures and the Procedure for Marketing Investment Certificates (in Latvian)

Regulations for Calculating the Fund’s Global Exposure and Risk Exposure to a Counterparty (available in Latvian)

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Contacts

Address:

Kungu iela 1, Riga, LV-1050

Phone:

6 7774800

E-mail:

To report on unauthorised firms

nelicencets@fktk.lv

Whistleblowing
trauksme@fktk.lv

Data protection

datu.aizsardziba@fktk.lv

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