Market

AS "Aquarium Investments" IPS

Registration number
40003764029
Legal address
Dzirnavu iela 37, Rīga, LV-1010, Latvia
Country of origin
Latvia
Supervisory authority

Market segments

Market segment
Alternative investment fund managers
Phone
67222002
Other market segments

Licenses / Types of activities

Type of activity
Permitted non-core services of alternative investment funds
Type of activity
Administrative management of the fund which comprises the following activities
Type of activity
Management of the legal matters and accounting of the fund
Type of activity
Provision of information on the request of the fund investors
Type of activity
Determination of the value of the fund and of the investment unit (share) price
Type of activity
Monitoring of the compliance with the regulatory requirements applicable to the operation of the fund
Type of activity
Distribution of the profits of the fund
Type of activity
Issuing and redemption of investment units (shares)
Type of activity
Settlement of contractual payments
Type of activity
Maintaining of the accounting records in respect of the transactions related to the assets of the fund
Type of activity
Maintaining the register of the investment unit (share) holders of the fund
Type of activity
Marketing of investment units (shares)
Type of activity
The necessary activities related to the management of the assets of the fund, which comprise the management of infrastructure and immovable property, advice on the capital structure, industry strategy and similar matters provided to companies, advice and services in respect of mergers and acquisitions as well as other activities related to the management of those funds, companies and other assets into which the manager has made investments.
Type of activity
Permitted  core activities
Type of activity
Management of the investments made into the fund
Type of activity
Risk management

Substantial Participation

Name / First name, Last name
Jeļena Popova
Volume of participation
between 10% and 20%

Name / First name, Last name
Michael J Bourke
Volume of participation
between 20% and 33%

Name / First name, Last name
Pāvels Melameds
Volume of participation
between 33% and 50%

Name / First name, Last name
Romans Popovs
Volume of participation
between 10% and 20%

Sanctions

Type of infringement
Violations of the Law on the Prevention of Money Laundering and Terrorism and Proliferation Financing and the FCMCs regulatory requirements: deficiencies in the internal control system, insufficient customer due diligence and monitoring of transactions
Date
18.09.2019
Status
In force
Sanctions applied
A fine of 13 715,74 euro
Related article

How to become a market participant

In order to become a participant of Latvian financial and capital markets and commence business activities, a credit institution, an insurance company, a reinsurance company, an insurance broker, a credit union, an investment management company, an investment firm, an operator of regulated market, a pension fund, a payment institution, an electronic money institution, as well as an alternative investment fund manager shall obtain operating authorisation (licence).

Learn more

Contacts


Address:
Kungu iela 1, Riga, LV-1050
Phone:
6 7774800
E-mail:
To report on unauthorised firms
Data protection

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