Market

AS "Industra Bank"

Registration number
40003194988
Legal address
Elizabetes iela 57, Rīga, LV - 1772
Country of origin
Latvia
Supervisory authority

Market segments

Market segment
Credit institutions
Phone
67019393
E-mail
Website
Other market segments

Substantial Participation

Name / First name, Last name
SIA "J.A. Investment Holdings"
Volume of participation
between 33% and 50%

Name / First name, Last name
SIA "HPI 2"
Volume of participation
between 20% and 33%

Name / First name, Last name
Nataļja Podgorbunskiha
Volume of participation
between 10% and 20%

Licenses / Types of activities

Type of activity
Activities of a credit institution
License / Doc. number
06.01.05.013/357
Date
06.05.1994

Related parties

Name / First name, Last name
Raivis Kakānis
Type of person
Chairman of the Executive Board

Sanctions

Type of infringement
Failure to comply with the provisions of Article 395 (1) of Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation EU) No 648/2012
Date
18.06.2019
Status
In force
Sanctions applied
Warning
Related article

Type of infringement
Violation of the provisions of the Credit Institution Law: for failure to submit and publish audited annual report
Date
30.04.2019
Status
In force
Sanctions applied
A fine of 13 490 euro
Related article

Type of infringement
Violation of the provisions of the Credit Institution Law: for failure to submit and publish audited annual report
Date
16.10.2018
Status
In force
Sanctions applied
A fine of 14200 euro
Related article

Type of infringement
The provisions of the Law on the Prevention of Laundering the Proceeds from Criminal Activity (Money Laundering) and of Terrorist Financing (AML/CTF) and underlying regulatory requirements had been violated.
Date
25.05.2018
Status
In force
Sanctions applied
A fine of 455 822 euro
Related article

Type of infringement
Infringements of the Credit Institution Law and underlying regulatory requirements relating to the functioning of internal control systems on credit risk and internal governance.
Date
08.11.2017
Status
In force
Sanctions applied
A fine of 889651 euro
Related article

How to become a market participant

In order to become a participant of Latvian financial and capital markets and commence business activities, a credit institution, an insurance company, a reinsurance company, an insurance broker, a credit union, an investment management company, an investment firm, an operator of regulated market, a pension fund, a payment institution, an electronic money institution, as well as an alternative investment fund manager shall obtain operating authorisation (licence).

Learn more

Contacts


Address:
Kungu iela 1, Riga, LV-1050
Phone:
6 7774800
E-mail:
Previous sign-in to the secretary:
67 774 801
Data protection:

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