Market

Akciju sabiedrība "Rīgas kuģu būvētava"

Registration number
40003045892
Legal address
Gāles iela 2, Rīga, LV-1015
Country of origin
Latvia
Supervisory authority

Market segments

Market segment
Financial instruments market
Website

Sanctions

Type of infringement
Breach of Paragraph 5 of the Article 56, Paragraph 1 of the Article 57 and Paragraph 1 of the Article 57.² of the Financial Instruments Law.
Date
15.12.2020
Status
In force
Sanctions applied
A fine of 10 000 euro imposed on the company. A fine of 1000 euro imposed on board member Einārs Buks.
Related article

Type of infringement
Breach of Paragraph 5 of the Article 56, Paragraph 1 of the Article 57 and Paragraph 1 of the Article 57.² of the Financial Instruments Law - delayed publication of: annual report for 2018 together with auditor's opinion, financial information regarding the first three months of the 2019, interim periods regarding the first six months of the 2019, financial information regarding the first nine months of the 2019.
Date
17.01.2020
Status
In force
Sanctions applied
A fine of 10 000 euro.
Related article

Type of infringement
Breach of Paragraph 5 of the Article 56, Paragraph 1 of the Article 57 and Paragraph 1 of the Article 57² of the Financial Instruments Law - delayed publication of: annual report for 2017 together with auditor's opinion, financial information regarding the first three months of the 2018, interim periods regarding the first six months of the 2018.
Date
06.11.2018
Status
In force
Sanctions applied
A fine of 5000 euro.
Related article

Type of infringement
Breach of Article 15 of the regulation No 596/2014 - the sanctions have been applied since during the period from 15.02.2016 to 29.03.2017 Jānis Žavners and Māra Lībiete engaged in the market manipulations with the shares of AS "Rīgas kuģu būvētava" and AS "SAF tehnika", which resulted in an impact on the stock market price.
Date
08.06.2018
Status
In force
Sanctions applied
A fine of 1000 euro imposed on Jānis Žavners. Public announcement on infringement of the laws and regulations of the European Union committed by Māra Lībiete.
Related article

Type of infringement
Breach of Paragraph 4 of the Article 54.¹ of the Financial Instruments Law
Date
17.02.2016
Status
In force
Sanctions applied
A warning
Related article

How to become a market participant

In order to become a participant of Latvian financial and capital markets and commence business activities, a credit institution, an insurance company, a reinsurance company, an insurance broker, a credit union, an investment management company, an investment firm, an operator of regulated market, a pension fund, a payment institution, an electronic money institution, as well as an alternative investment fund manager shall obtain operating authorisation (licence).

Learn more

Contacts


Address:
Kungu iela 1, Riga, LV-1050
Phone:
6 7774800
E-mail:
Previous sign-in to the secretary:
67 774 801
Data protection:

Follow the news


Subscribe to the news and receive important industry-related information in your e-mail