Viainvest
Registration number
40203015744
Legal address
Roberta Hirša iela 1, Rīga, LV-1045
Country of origin
Latvia
Supervisory authority
Market segments
Market segment
Investment service providers
Phone
37166102939
E-mail
Website
Other market segments
Licenses / Types of activities
Investment service providers
Investment firms
Providers of investment services and ancillary (non-core) investment services
Portfolio management
License / Doc. number: 27-55/2023/2
Date: 15.03.2023
Type of infringement
Infringements of the Law on the Financial Instruments Market and the Law on Investment Firms and the requirements of the laws and regulations in the field of prevention of money laundering and terrorism and proliferation financing and sanctions risk management.
Date
11.10.2022
Status
In force
Sanctions applied
A warning about infringements of the Law on the Financial Instruments Market and the Law on Investment Firms and a fine in the amount of 21 277.58 euro for the infringements of the requirements of the laws and regulations in the field of prevention of money laundering and terrorism and proliferation financing and sanctions risk management.
Related article
How to become a market participant
In order to become a participant of Latvian financial and capital markets and commence business activities, a credit institution, an insurance company, a reinsurance company, an insurance broker, a credit union, an investment management company, an investment firm, an operator of regulated market, a pension fund, a payment institution, an electronic money institution, as well as an alternative investment fund manager shall obtain operating authorisation (licence).