Market

Akciju sabiedrība "Reģionālā investīciju banka"

Registration number
40003563375
Legal address
J. Alunāna iela 2, Rīga, LV - 1010
Country of origin
Latvia
Supervisory authority

Market segments

Market segment
Payment service providers
Phone
67508989
E-mail
Other market segments

Organization prospectuses

2016

Prospectuses type
Base prospectus
Type of securities
Bond
Nominal value
Galīgajos noteikumos
Currency
USD
Date
06.01.2016
Amount
20000000 USD
Purpose of registration
Securities public offer
Prospectuses available

Substantial Participation

Name / First name, Last name
SIA SKY Investment Holding
Volume of participation
between 33% and 50%

Name / First name, Last name
Jurijs Rodins
Volume of participation
above 50% (indirectly)

Name / First name, Last name
Akcionāru banka "Pivdenniy"
Volume of participation
between 10% and 20%

Name / First name, Last name
Marks Bekkers
Volume of participation
between 10% and 20%

Related parties

Name / First name, Last name
Aleksandrs Jakovļevs (Alexander Jakovlev)
Type of person
Chairman of the Executive Board

Sanctions

Type of infringement
The Bank, on certain occasions, had failed to comply with the regulatory obligation to verify the origin of financial resources.
Date
06.11.2020
Status
In force
Sanctions applied
A fine of 473 076 euro.
Related article

Type of infringement
1) Breaches of AML/CTF law and FCMC regulatory requirements: weaknesses in customer due diligence and transaction monitoring that led to the situation that bank had been used to circumvent international sanctions requirements imposed against North Korea; 2) Failure to ensure effective functioning of internal control system.
Date
26.06.2017
Status
In force
Sanctions applied
A fine of 570 364 euro. Warnings, issued to the AML/CTF responsible officials of the bank
Related article

Type of infringement
Violations of the provisions of the Law on the Prevention of Laundering the Proceeds from Criminal Activity (Money Laundering) and of Terrorist Financing and FCMC regulations: deficiencies in customer-non-resident due diligence and monitoring of exposures
Date
02.07.2014
Status
In force
Sanctions applied
A fine of 70000 euro
Related article

How to become a market participant

In order to become a participant of Latvian financial and capital markets and commence business activities, a credit institution, an insurance company, a reinsurance company, an insurance broker, a credit union, an investment management company, an investment firm, an operator of regulated market, a pension fund, a payment institution, an electronic money institution, as well as an alternative investment fund manager shall obtain operating authorisation (licence).

Learn more

Contacts


Address:
Kungu iela 1, Riga, LV-1050
Phone:
6 7774800
E-mail:
Previous sign-in to the secretary:
67 774 801
Data protection:

Follow the news


Subscribe to the news and receive important industry-related information in your e-mail