Market

AS "SEB banka"

Registration number
40003151743
Legal address
Meistaru iela 1, Valdlaučos, Ķekavas pagasts, Ķekavas novads, LV - 1076
Country of origin
Latvia
Supervisory authority

Market segments

Market segment
Payment service providers
Phone
67215535
E-mail
Other market segments

Substantial Participation

Name / First name, Last name
Skandinaviska Enskilda Banken AB
Volume of participation
100%

Sanctions

Type of infringement
The provisions of the Law on the Prevention of Money Laundering and Terrorism and Proliferation Financing (AML/CTF) and underlying regulatory as well as the Law on International Sanctions and National Sanctions of the Republic of Latvia and Council Regulation No 269/2014 and Council Implementing Regulation No 2018/1072 requirements had been violated.
Date
20.12.2019
Status
In force
Sanctions applied
A fine of 672 684 euro for breaches of AML/CTF requirements and 1 121 140 euro for breaches of sanctions requirements imposed on the bank
Related article

Type of infringement
Violations of FCMC regulations: breach of regulatory information systems security provisions applicable to the financial and capital market participants. Inability to ensure the limits imposed on using the ordinary internet banking authentication tool – a code card - within the set time limit (01.04.2017).
Date
16.05.2017
Status
In force
Sanctions applied
Warning
Related article

How to become a market participant

In order to become a participant of Latvian financial and capital markets and commence business activities, a credit institution, an insurance company, a reinsurance company, an insurance broker, a credit union, an investment management company, an investment firm, an operator of regulated market, a pension fund, a payment institution, an electronic money institution, as well as an alternative investment fund manager shall obtain operating authorisation (licence).

Learn more

Contacts


Address:
Kungu iela 1, Riga, LV-1050
Phone:
6 7774800
E-mail:
Previous sign-in to the secretary:
67 774 801
Data protection:

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